Licensing & Financial Activities

Licensing Services in the UAE

In the dynamic financial landscape of the UAE, we provide specialized licensing services tailored to the specific regulatory bodies governing the financial sector, including:

Dubai Financial Services Authority (DFSA) in Dubai International Financial Centre (DIFC): We assist clients in navigating the DFSA’s comprehensive regulatory framework, facilitating the procurement of licenses for financial firms wishing to operate in DIFC, one of the region’s premier financial hubs.

Financial Services Regulatory Authority (FSRA) in Abu Dhabi Global Market (ADGM): Our team offers expert guidance on the FSRA’s regulations, supporting clients through the application process to secure licenses for operating within ADGM, a leading financial center designed to support business and financial institutions.

Securities and Commodities Authority (SCA): As the federal regulator overseeing securities and investment activities across the UAE, securing SCA licenses is crucial for firms operating outside the free zones. Our expertise ensures that clients meet all regulatory requirements and compliance standards set forth by the SCA.

Virtual Asset Regulatory Authority (VARA) in Dubai: With the advent of digital assets and cryptocurrencies, VARA has been established to regulate virtual asset service providers (VASPs) in Dubai. GCC Law is at the forefront of this evolving space, providing strategic advice and support for clients seeking VARA licenses to operate in the virtual asset domain.

Licensing Services in KSA

Our services extend into the Kingdom of Saudi Arabia, where we work closely with the Capital Markets Authority (CMA) to facilitate the issuance of regulatory licenses. Our deep understanding of the CMA’s regulatory environment and licensing processes enables us to efficiently guide clients through the complexities of establishing and operating financial services within KSA.

Global Jurisdictions

Beyond the UAE and KSA, GCC Law has a broad network and expertise in procuring licensing for financial services in various global jurisdictions. Our international reach and understanding of different regulatory landscapes empower our clients to expand their operations with confidence, knowing they have the necessary licenses and comply with local regulations.

At GCC Law, we pride ourselves on our ability to provide tailored, end-to-end licensing services for financial institutions. Whether navigating the specific requirements of local regulators in the UAE and KSA or expanding operations globally, our team ensures that clients achieve their business objectives within the legal and regulatory frameworks of their chosen markets.

Comprehensive Licensing Solutions

GCC Law procures licenses for regulated entities in all the aforementioned jurisdictions for a variety of financial services, including:

1. Broker-Dealer entities
2. Fund Administrators
3. Exchange entities such as Multilateral Trading Facilities (MTFs), Alternative Trading Systems (ATS), or equivalent member-based exchanges
4. Investment Funds
5. Arranging and Advising for capital placement services and related business activities 
6. Other licensed activities as they may apply in the relevant jurisdiction

Our tailored, end-to-end licensing services ensure that financial institutions, whether navigating the specific requirements of local regulators in the UAE and KSA or expanding operations globally, achieve their business objectives within the legal and regulatory frameworks of their chosen markets. At GCC Law, we pride ourselves on our ability to provide strategic, comprehensive solutions that address the unique challenges and opportunities of the financial services sector.